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View all Representation →Consultations- Digitisation Taskforce – Final Report
- FCA Consults on Fund Product Information and Cost Disclosure CP24/30 – ShareSoc Responds
- FRC Consults on UK Stewardship Code – ShareSoc Responds
- FCA Consultation – Modernising Redress
- HMRC Consultation – IHT on Pensions
- ShareSoc Evidence to Lords on FCA Enforcement
- ShareSoc supports FCA proposal for criminal background checks on owners and controllers of financial institutions
- UK ISA: ShareSoc submits consultation response
- FCA Consultation on Enforcement Practice & Transparency
- ShareSoc response to House of Commons Education Select Committee
- UKSA and ShareSoc Submission to Labour Party Review of Financial Services
- FCA Consultation GC23/2 Financial Promotions on Social Media
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Market Abuse – ESMA advises EU Commission on new regime
Post Date: February 6, 2015
Market abuse is an allegation that regularly comes up associated with certain companies - frequently those listed on AIM. There has been an EU Directive on market abuse for some years, which laid down what EU countries should legislate against via suitable regulations. In the UK that framework was actually extended somewhat and you can see the current UK regulations under the "Code of Market Conduct (MAR1)" handbook - see http://www.fshandbook.info/FS/html/FCA/MAR/1.
You just need to look at the headings of the chapters ...
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