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View all Representation →Consultations- Digitisation Taskforce – Final Report
- FCA Consults on Fund Product Information and Cost Disclosure CP24/30 – ShareSoc Responds
- FRC Consults on UK Stewardship Code – ShareSoc Responds
- FCA Consultation – Modernising Redress
- HMRC Consultation – IHT on Pensions
- ShareSoc Evidence to Lords on FCA Enforcement
- ShareSoc supports FCA proposal for criminal background checks on owners and controllers of financial institutions
- UK ISA: ShareSoc submits consultation response
- FCA Consultation on Enforcement Practice & Transparency
- ShareSoc response to House of Commons Education Select Committee
- UKSA and ShareSoc Submission to Labour Party Review of Financial Services
- FCA Consultation GC23/2 Financial Promotions on Social Media
- VIEW ALL CONSULTATIONS
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FCA Update
Post Date: November 8, 2022
FCA Enforcement Actions
Cliff Weight and Peter Parry met with Executives from the FCA Primary Markets and Secondary Markets teams on 28 October. We discussed a number of regulatory issues and shared various concerns. The nature of these meetings is that much is confidential and the FCA cannot comment on specific cases if that might be prejudicial to those being investigated, nor can they comment on cases that are not known to be in the public eye.
I am pleased to report the ...
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