Worthington

FCA Update

FCA Enforcement Actions Cliff Weight and Peter Parry met with Executives from the FCA Primary Markets and Secondary Markets teams on 28 October. We discussed a number of regulatory issues and shared various concerns. The nature of these meetings is that much is confidential and the FCA cannot comment on specific cases if that might be prejudicial to those being investigated, nor can they comment on cases that are not known to be in the public eye. I am pleased to report the ...