A ShareSoc news item by ShareSoc Director Cliff Weight
The fundamentals of financial regulation are under question
Recent regulatory failures (for example Woodford, the mis-selling of mini-bonds peddled by London & Capital Finance, Wellesley, and the failure to protect pensioners being pressured by advice on pension transfers from commissioned agents) have forced a welcome review of current practice. ShareSoc and UKSA are responding to make sure the interests of ordinary savers and investors are properly safeguarded.
Two separate consultations are in progress, for HM ...