Details of ShareSoc and UKSA’s joint response to the FCA consultation on investment platforms market study remedies can be found here
Details of ShareSoc and UKSA’s joint response to the BEIS consultation on the quality and effectiveness of audit (Brydon Review) can be found here
Details of ShareSoc and UKSA’s joint response to the BEIS consultation on the recommendations of the Kingman Review of the future of the FRC can be found here
Details of ShareSoc and UKSA’s joint response to the joint FCA/FRC discussion paper on corporate stewardship, DP19/1 and related consultations can be found here
ShareSoc and UKSA’s joint response to the FCA Consultation on proposals to improve shareholder engagement is available here
ShareSoc and UKSA’s joint response to the FRC Consultation on the Corporate Stewardship Code is available here
ShareSoc and UKSA write to Minister Greg Clark about Auditor Appointments: letter is available here
ShareSoc and UKSA joint response to FRC Post Implementation Review of 2016 Ethical and Auditing Standards is available here
You can find full details of ShareSoc and UKSA’s joint response the Competition and Markets Authority Review of the Audit Sector by clicking here
ShareSoc and UKSA respond to the Interim Report of the FCA’s Investment Platforms Market Study. See our joint press release
ShareSoc and UKSA’s joint response to the BEIS Consultation on Insolvency and Corporate Governance. Click here for our response.
ShareSoc’s and UKSA’s joint response to the FRC’s consultation on the FRC’s enforcement procedures sanctions: Click here
ShareSoc’s response to the FCA’s consultation on Illiquid Assets and Open-Ended Investment Funds is in this document: Open-Ended-Funds
ShareSoc responded to the FCA’s consultation on funding of the Financial Services Compensation Scheme (FSCS) with this note: FSCS-Funding
ShareSoc responded to the FCA’s consultation on business rules for firms providing contract for difference (CFD) products with this note: CFD-Response
ShareSoc submitted the following comments to the FCA on the Asset Management Market Study - Interim Report: Asset-Management-Study
ShareSoc’s response to the public consultation on the Green Paper issued by the BEIS Department on Corporate Governance is present here: Green-Paper-Corporate-Governance-Response
ShareSoc’s response to the public consultation by the FCA on its "Future Mission" is given in this document: FCA-Mission-ShareSoc-Response
ShareSoc’s submission to the Office of Tax Simplification on their review of Stamp Duty is in this document: Stamp-Duty-Review
The following press release on ShareSoc’s submission to the Parliament BIS Select Committee’s inquiry into Corporate Governance was issued: Press083. The full submission is present here: BIS-Committee-Submission
This response was made to the consultation by the BIS Department on The Non-Financial Reporting Directive: Non-Financial-Reporting
The following was a response made to HM Treasury’s consultation on Tax-advantaged Venture Capital Schemes (VCT, EIS and SEIS schemes): Venture Capital Schemes
The Law Commission have undertaken a public consultation on the "Fiduciary Duties of Investment Intermediaries". ShareSoc’s response is in this document: Fiduciary_Duties
Proposals to regulate Crowdfunding were the subject of this response to an FCA consultation: Crowdfunding
ShareSoc submitted this response to the public consultation on Venture Capital Trust (VCT) buy-backs by HM Treasury: VCT_BuyBacks
ShareSoc has submitted this note in response to the BIS Dept’s Discussion Paper on "Transparency & Trust": TransparencyandTrust
ShareSoc’s response to HM Treasury’s ISA Shares Consultation (covering technical issues on the inclusion of AIM shares in ISAs among other matters) is present here: ISASharesConsultation
Our response to the questions posed by the Competition Commission following their report on the market for Audit Services is contained in this document: Audit-Services
ShareSoc submitted the following response to the consultation by the LSE on the trading of smaller equity securities: TradingSmallerEquities
ShareSoc responded to the consultation on the capital requirements of SIPP operators in this letter: SIPP_Response
ShareSoc submitted this response to the consultation on possible changes to the Retail Prices Index (RPI): RPI_Response
ShareSoc’s submission to the Parliamentary Committee considering the Enterprise and Regulatory Reform Bill which will encompass the changes to Company Law to enforce a binding vote on pay is contained in this document: ERR_Submission
Our submission to the Parlimentary Treasury Select Committee inquiry into Corporate Governance and Remuneration in systemically important financial institutions is contained in this document: TSC_Submission
An additional response to the Kay Review covering the specific issues of shareholder enfranchisement and the AIM market has been submitted - see Kay Review 2. See below for our main response to the Kay Review.
Our response to the Shareholder Voting Rights Consultation is contained in this document: Shareholder_Voting_Rights. In summary we support the main proposals, would like to see binding votes on pay being "special" resolutions (I.e requiring a 75% majority in favour) and would like to see AIM companies covered by these regulations as well.
We submitted the following response to the consultation by the BIS on "The Future of Narrative Reporting" which proposed substantial changes to the content of companys’ Annual Reports and other company reports: Future of Narrative Reporting Response
The Kay Review is a consultation on the operation of the UK equity markets and long-term decision making. We submitted this document to the initial call for evidence: Kay Review . See above for a subsequent response in addition.
The BIS issued an "Executive Pay Discussion Paper" on the issue of excessive and growing pay - the ShareSoc response is in this document: Executive Pay . Postscript: we subsequently issued this note to answer some of the questions and comments that had arisen in public debate on this issue: Exec-Remuneration-2 . Also see above for our subsequent response to the Shareholder Voting Rights Consultation.
ShareSoc submitted a reponse to the Sharman Inquiry on "going concern and liquidity risks". It is in this document: Sharman_Response
ShareSoc responded to the Independent Commision on Banking with this submission in response to their Interim Report: ICB_Consultation_Response. In summary we agree with much of the report but are not in favour of a UK "retail ring-fence".
ShareSoc comments on the FRC proposals on "Effective Company Stewardship" and the proposal to drop printed annual reports: FRC_Response. A supplementary response covering the issue of Nomination Committees was also submitted in this document: FRC_Response_Supp
ShareSoc objects to proposal to outlaw execution-only trading. See Consultation Response: MIFID_Response